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Policy & Regulations
Develop, review and update applicable policies, rules and guidance notes.
Licensed and Unlisted Companies Department
Licensed and Unlisted Companies Department is part of SECP's Supervision Division. We work to maintain a transparent and trustworthy regulatory environment through policy enforcement, ongoing supervision, and stakeholder facilitation within our area of jurisdiction.
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Regulated Entities
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Publications
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Yearly Actions
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Stakeholders
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What are the core functions of the Licensed and Unlisted Companies Department?
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Primary responsibilities of Licensed and Unlisted Companies Department:
- Enforcement of applicable policies, rules and regulations
- Supervision and ongoing compliance monitoring of regulated entities
- Administration of licensing, applications and approvals
- Guidance and facilitation for industry stakeholders
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About the Licensed and Unlisted Companies Department
The Licensed and Unlisted Companies Department is a key department under SECP's Supervision Division, ensuring a fair and efficient market through regulatory oversight, ongoing supervision and stakeholder facilitation.
The department operates on the core principles of transparency, accountability and rule of law, strengthening Pakistan's financial framework in line with industry best practices.
- Regulatory vigilance and interface supervision
- Policy consultation with stakeholders
- Efficient case management and reporting
- Capacity building and training initiatives
What We Do
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Licensing & Approvals
Process applications, renewals and amendments under a structured framework.
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Supervision & Compliance
Regular onsite and offsite reviews of regulated entities and compliance assessment.
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Stakeholder Facilitation
Guidance and support for regulated entities, consumers and industry partners.
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Investigation & Enforcement
Identification of violations, investigations and initiation of appropriate regulatory actions.
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Reporting & Transparency
Regular reporting and public disclosure on activities, actions and outcomes.
Your Questions Answered
The department is responsible for enforcement of policies and regulations within its scope, supervision of regulated entities and facilitation to stakeholders.